SMHCA provides clients with discretionary wealth management services including under SMH Capital Investments LLC (“SMHCI”), an affiliated broker-dealer, wholly owned by the Moyers Organization LLC, since July 31, 2018.
SMHCA does not serve as the custodian of any client assets. All assets are held at Wells Fargo First Clearing Services.*
For your convenience, potential clients who would like to access SMHCA strategies directly and without the use of a third-party advisor or platform, the SMH Capital Investments Program (SMHCI Program) wrap program is available.
IMPORTANT: Clients wishing to participate in the SMHCI Program must utilize the custody and clearing services of Wells Fargo Clearing Services, LLC, (WFCS) formerly known as First Clearing, LLC and enter into an SMHCI Program Agreement with SMHCA. The minimum investment required to establish a program account varies depending on the strategy selected. Clients should refer to the SMHCI Program Agreement for specific minimum investment information. SMHCA may, in its sole discretion, waive minimum account size requirements.
All clients whose accounts are managed within the SMHCI Program will receive a separate wrap fee brochure which discusses the specific terms and conditions of participation. When offering services in conjunction with the SMHCI Program, SMHCA will not receive any portion of any transaction fees received by its affiliated broker-dealer, SMH Capital Investments LLC.
*Before making any investment decision, please feel free to contact us at 1-817-569-7000 or lhaley@smhca.com and request additional information on SMHCI or SMHCA’s products or ask any questions you may have. Additional materials for all SMHCA products are available upon request or by visiting www.smhca.com
Newsletters
-
Charitable Gifts of Life Insurance
Life insurance offers a way to make a substantial gift to charity while also benefiting from favorable tax rules.
-
Key Retirement and Tax Numbers for 2024
This article presents the IRS’ cost-of-living adjustments for 2024 that affect contribution limits for retirement plans and various tax deduction, exclusion, exemption, and threshold amounts.
-
The Federal Reserve’s Key Meeting Dates in 2024
This article outlines the Federal Reserve’s three main objectives and provides the meeting schedule of the Federal Open Market Committee.
-
After the Loss of a Loved One, Watch Out for Scams
Scammers often prey on those who are most vulnerable. This article outlines common scams that target people who have lost a loved one.
Calculators
-
Lifetime Earnings
This calculator is designed to help you attach a dollar figure to your life’s work.
-
Cost of Retirement
Use this calculator to estimate how much income and savings you may need in retirement.
-
Tax-Deferred Savings
Compare the potential future value of tax-deferred investments to that of taxable investments.
-
Cash Flow Analysis
This Cash Flow Analysis form will help you weigh your income vs. your expenses.